

Powered by The Zaino Group



(704) 560-1573



Mike@MoneyMattersWithMike.com

  • Follow
  • Follow

  • Follow
  • Follow
  • PODCASTS
  • EPISODES
  • RISK PROFILE QUESTIONNAIRE
  • CONTACT

FINANCIAL PROFILE & RISK TOLERANCE QUESTIONNAIRE

Name(Required)
MM slash DD slash YYYY
MM slash DD slash YYYY
MM slash DD slash YYYY
Are You Married?(Required)

Spouse Info

Spouse's Name
MM slash DD slash YYYY
MM slash DD slash YYYY
MM slash DD slash YYYY

SECTION 1: FINANCIALS

What is your current household income (Yours, plus spouse/partner if applicable)?(Required)
What is your federal income tax bracket?(Required)
If you needed immediate funds equal to 1/4 the value of your investment accounts, where would you obtain the money?(Required)
Do you own any variable annuities(Required)
Have you turned on income with your variable annuity contract?
Do you own any Fixed Indexed Annuities?(Required)
Have you turned on income with your annuity contract?

SECTION 2: GOALS

What is your investment objective?(Required)
When do you expect to begin withdrawals on a regular basis from your investment accounts?(Required)
Today, how much do you rely on income from your investment accounts?(Required)

SECTION 3: RISK TOLERANCE

What is your investment experience?(Required)
Indicate the response that you feel best describes your risk tolerance(Required)
Which hypothetical portfolio are you most comfortable with, considering the possible range of returns, for $100,000 invested, over a 1-YEAR period?(Required)
Generally, investments with the highest potential for gains carry the greatest risk of loss. Which hypothetical portfolio are you most comfortable with, considering the possible outcomes of $100,000 invested for 5-YEARS:(Required)
Historically, markets have experienced sharp, short-term downturns. If your investment portfolio lost 25% of its value over TWO DAYS, how would you react?(Required)
Historically, markets have experienced prolonged periods of declines. If your investment portfolio lost 33% of its value over the last 3 MONTHS, how would you react?(Required)
Client Acknowledgement(Required)
This field is for validation purposes and should be left unchanged.

2101 Sardis Road North Suite 207 Charlotte, NC 28227

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

Copyright 2022 The Zaino Group.

*Guarantees are backed by the financial strength and claims-paying ability of the issuer.

Disclosures

Privacy Policy   |   Terms of Use