Risk Profile Questionnaire - Money Matters with Mike

Understanding your risk tolerance is the first step toward making smart investment decisions that align with your goals and comfort level. Our Financial Profile & Risk Tolerance Questionnaire will help you discover your financial personality and start planning better for the future.

Fill-out and submit this questionnaire so you can:

Discover Your Risk Tolerance: Learn if you’re a conservative, moderate, or aggressive investor.
Receive Personalized Guidance: Mike, our expert host, will review your answers and provide tailored recommendations to protect and grow your savings.

Take the first step today by completing your Financial Profile & Risk Tolerance Questionnaire. We look forward to helping you!

FINANCIAL PROFILE & RISK TOLERANCE QUESTIONNAIRE

Name(Required)

First Last

Date of Birth(Required)

MM slash DD slash YYYY

Phone(Required)

Email(Required)

Annual Income(Required)

Social Security Income (If started)

Start Date for Social Security

MM slash DD slash YYYY

Date You Plan to Retire(Required)

MM slash DD slash YYYY

Are You Married?(Required)

Yes

Spouse Info

Spouse's Name

First Last

Spouse's Date of Birth

MM slash DD slash YYYY

Spouse's Annual Income

Spouse's Social Security Income (If started)

Start Date for Social Security Income

MM slash DD slash YYYY

Date Your Spouse Plan to Retire

MM slash DD slash YYYY

SECTION 1: FINANCIALS

Liquid Net Worth (assets that can be readily converted to cash)(Required)

Total Net Worth(Required)

What is your current household income (Yours, plus spouse/partner if applicable)?(Required)

Under $50K

$50K - $100K

$100K - $150K

$150K - $250K

$250K - $500K

Over $500K

What is your federal income tax bracket?(Required)

10%

12%

22%

24%

32%

35%

37%

If you needed immediate funds equal to 1/4 the value of your investment accounts, where would you obtain the money?(Required)

All from this portfolio

At least 75% from this portfolio and the remainder from other savings and investments

50% from this portfolio and the remainder from other savings and investments

Less than 25% from this portfolio and the remainder from other savings and investments

All from other savings and investments

Annual Pension Income

Spouse's Annual Pension Income

Do you own any variable annuities(Required)

Yes

Have you turned on income with your variable annuity contract?

Yes

Do you own any Fixed Indexed Annuities?(Required)

Yes

Have you turned on income with your annuity contract?

Yes

Household Monthly Expenses(Required)

Household Monthly Expenses During Retirement(Required)

SECTION 2: GOALS

What is your investment objective?(Required)

Preserve Principal

Income

Income and Growth

Growth

Aggressive Growth

When do you expect to begin withdrawals on a regular basis from your investment accounts?(Required)

Less than 1 year

1-3 years

4-6 years

7-10 years

More than 10 years

Today, how much do you rely on income from your investment accounts?(Required)

Heavily

Moderately

Slightly

Not at all

SECTION 3: RISK TOLERANCE

What is your investment experience?(Required)

None

Limited

Moderate

Extensive

Indicate the response that you feel best describes your risk tolerance(Required)

Conservative - Accepting of lower returns for a higher degree of stability - Seeks principal preservation and minimizing risk

Moderately Conservative - Comfortable accepting a small degree of risk and volatility - Accepting of lower returns in exchange for minimal losses

Moderate - Accepting of modest risks to seek higher long-term returns - Accepting of short-term losses of principal in exchange for long-term appreciation

Moderately Aggressive - Willing to accept significant risk - May endure large losses in favor of potentially higher long-term returns

Aggressive - Willing to accept substantial risk - Maximizing long-term returns is more important than protecting principal

Which hypothetical portfolio are you most comfortable with, considering the possible range of returns, for $100,000 invested, over a 1-YEAR period?(Required)

$102K - $105K

$100K - $107K

$95K - $110K

$90K - $115K

$75K - $125K

Generally, investments with the highest potential for gains carry the greatest risk of loss. Which hypothetical portfolio are you most comfortable with, considering the possible outcomes of $100,000 invested for 5-YEARS:(Required)

$102K - $120K

$90K - $135K

$85K - $145K

$80K - $160K

$70K - $180K

Historically, markets have experienced sharp, short-term downturns. If your investment portfolio lost 25% of its value over TWO DAYS, how would you react?(Required)

I would immediately move all my holdings to cash

I would immediately change to strategies that are more conservative

I would wait at least 3 months before deciding to make any changes

I would immediately change to strategies that are more aggressive

I would immediately add to my investment portfolio and buy more equities to take advantage of the lower prices

Historically, markets have experienced prolonged periods of declines. If your investment portfolio lost 33% of its value over the last 3 MONTHS, how would you react?(Required)

I would immediately move all my holdings to cash

I would immediately change to strategies that are more conservative

I would wait at least 3 months before deciding to make any changes

I would immediately change to strategies that are more aggressive

I would immediately add to my investment portfolio and buy more equities to take advantage of the lower prices

Client Acknowledgement(Required)

I understand that the above-referenced Risk Profile Questionnaire acts as a guide only to building an overall financial solution. I recognize that there are other factors to consider besides my score on this questionnaire when making portfolio decisions.

2+2=(Required)

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Phone

This field is for validation purposes and should be left unchanged.

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(704) 560-1573

Mike@MoneyMattersWithMike.com

Understanding your risk tolerance is the first step toward making smart investment decisions that align with your goals and comfort level. Our Financial Profile & Risk Tolerance Questionnaire will help you discover your financial personality and start planning better for the future.

FINANCIAL PROFILE & RISK TOLERANCE QUESTIONNAIRE

Spouse Info

SECTION 1: FINANCIALS

SECTION 2: GOALS

SECTION 3: RISK TOLERANCE

Disclosures